Joseph Shadduck

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1999 → Present
  Commonwealth Equity Services, Inc.
  Braintree, MA

Other Businesses

1. Fixed insurance sales; Located at 30 Hollingsworth Avenue, Braintree, MA 02184, as of 09/15/2020; 25% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner of two rental properties located in Sun City Center, FL, as of 05/01/2013; 1% of time spent during business hours; Not conducted at branch location; Investment related. 3. Co-Owner of rental property located in Sun City Center, FL, as of 04/01/2015; 1% of time spent during business hours; Not conducted at branch location; Investment related. 4. Sole Proprietor, The Shadduck Financial Group, a Private Entity established to facilitate Securities, advisory, and insurance Business; Located at 30 Hollingsworth Avenue, Braintree, MA 02184, as of 1979; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-30
• S63 Uniform Securities Agent State Law Examination
  1982-04-01