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Vincent Joseph Stefano

Wwm Financial

Carlsbad, CA

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Current Employers
Wwm Financial

2131 Palomar Airport Rd. Suite 330, Carslbad, CA 92011 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-01-04
  • CA RA
    APPROVED
    Since 2013-01-04

Branch Locations

2131 Palomar Airport Rd Suite 330, Carlsbad, CA 92011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wwm Financial San Diego CA 01/2013 Present
Previous Registrations
  • 2012-01-01 → 2013-01-15
    Crowell, Weedon & Co.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-28
S63 Uniform Securities Agent State Law Examination 1983-12-01
  • S66 Uniform Combined State Law Examination
    2011-12-28
  • S63 Uniform Securities Agent State Law Examination
    1983-12-01
Other Names
  • Vince Stefano

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
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