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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-01
TX RA APPROVED 2010-04-30
  • MI RA
    APPROVED
    Since 2010-06-01
  • TX RA
    APPROVED
    Since 2010-04-30

Branch Locations

777 E Eisenhower Pkwy, Ann Arbor, MI 48108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J P Morgan Chas Bank, N.A. Ann Arbor MI 04/2001 Present
Bear, Stearns & Co. Inc. Ann Arbor MI 10/2008 Present
Merrill Lynch,Pierce,Fenner @Smith,Inc Ann Arbor MI 04/2010 Present
Bank Of America, Na Ann Arbor MI 05/2010 Present
  • 04/2001 → Present
    J P Morgan Chas Bank, N.A.
    Ann Arbor, MI
  • 10/2008 → Present
    Bear, Stearns & Co. Inc.
    Ann Arbor, MI
  • 04/2010 → Present
    Merrill Lynch,Pierce,Fenner @Smith,Inc
    Ann Arbor, MI
  • 05/2010 → Present
    Bank Of America, Na
    Ann Arbor, MI
Previous Registrations
  • 2008-10-01 → 2010-05-03
    Ann Arbor, MI
  • 2006-10-12 → 2008-10-01
    J.P. Morgan Securities Inc.
    Ann Arbor, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-22
  • S66 Uniform Combined State Law Examination
    2006-09-22
Other Names
  • Mary Elizabeth Maynard

View on SEC IAPD

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