Stuart Allen Weinstein

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 11/2016
  Wells Fargo Advisors
  Chicago, IL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Chicago, IL

Previous Registrations

• 2003-04-25 → 2013-02-25
  Ubs Financial Services Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2003-01-17 → 2003-05-19
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
• 2001-11-30 → 2003-01-17
  Pershing Llc
  Chicago, IL

Other Businesses

THE RIDGE HOMEOWNERS ASSOCIATION, INV RELATED, SNOWMASS VILLAGE, CO, TREASURER, START 8/6/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, REVIEWING STATMENTS AND BUDGET WITH THE BOARD.| THE RIDGE TOWNHOMES ; NOT INV RELATED; SNOWMASS VILLAGE, CO; HOA; BOARD MEMBER; START DATE: 11/28/2025; 3 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

• S66 Uniform Combined State Law Examination
  2000-05-11
• S63 Uniform Securities Agent State Law Examination
  1982-03-29