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Roger James Buswell

Buswell Associates, Inc.

Castle Rock, CO

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Current Employers
Buswell Associates, Inc.

Castle Rock, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-10-28
TX RA APPROVED 2022-02-09
  • CO RA
    APPROVED
    Since 2025-10-28
  • TX RA
    APPROVED
    Since 2022-02-09

Branch Locations

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company New York NY 03/1983 Present
Buswell Associates, Inc. Castle Rock CO 06/1995 Present
  • 03/1983 → Present
    Guardian Life Insurance Company
    New York, NY
  • 06/1995 → Present
    Buswell Associates, Inc.
    Castle Rock, CO
Other Businesses

OTHER - AGENCY OWNER, INSURANCE AGENT/BROKER

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-07-01
  • S63 Uniform Securities Agent State Law Examination
    1985-07-01
Designations
Other Names
  • Roger James Jr Buswell
  • Roger James Buswell

View on SEC IAPD

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