Evan W Whaley

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2008-12-23

CT RA
APPROVED

Since 2008-12-23

Branch Locations

263 Tresser Blvd Suite 500, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Stamford	CT	07/2008	Present

07/2008 → Present

Oppenheimer & Co. Inc.

Stamford, CT

Other Businesses

1.CO-TRUSTEE OF THE MARK T WHALEY IRREVOCABLE LIVING INSURANCE TRUST/BACK-UP TRUSTEE/1 HOUR PER QUARTER/PENDING OPCO ACCOUNT NUMBER 2.CO-TRUSTEE (PKO GST FINRA) 1 HOUR/WEEK 3.CO-TRUSTEE (PKO QPRT FINRA) 1 HOUR/WEEK 4.CO-TRUSTEE (WJO GST FINRA) 1 HOUR/WEEK 5.CO-TRUSTEE (WJO QPRT FINRA) 1 HOUR/WEEK 6.CO-TRUSTEE OF THE WILLIAM OPPENHEIM JR DWK TR 1 HOUR/WEEK 7.CO-TRUSTEE OF THE DAVID J OPPENHEIM DWK TR 1 HOUR/WEEK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-22

S66 Uniform Combined State Law Examination

2008-12-22

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Other Businesses

Exams

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