Randy Farzin Moshtael

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2003-06-06

CA RA
APPROVED

Since 2003-06-06

Branch Locations

10880 Wilshire Boulevard 23Rd Floor, Los Angeles, CA 90024 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Fahnestock & Co., Inc	Los Angeles	CA	06/2003	Present

06/2003 → Present

Fahnestock & Co., Inc

Los Angeles, CA

Previous Registrations

2003-05-28 → 2003-06-09

Morgan Stanley Dw Inc.

Beverly Hills, CA
1997-07-08 → 2002-09-24

Citigroup Global Markets Inc.

Beverly Hills, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-09-08

S63 Uniform Securities Agent State Law Examination

1982-09-08

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews