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Current Employers
Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-08-03
CA RA APPROVED 2023-07-12
  • NV RA
    APPROVED
    Since 2023-08-03
  • CA RA
    APPROVED
    Since 2023-07-12

Branch Locations

Encino, CA • United States

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Henderson, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Team Encino CA 01/2007 06/2023
Key Asset Advisors Henderson NV 04/2008 06/2023
Steel Peak Wealth Management, Llc Woodland Hills CA 06/2023 Present
  • 01/2007 → 06/2023
    Key Investment Team
    Encino, CA
  • 04/2008 → 06/2023
    Key Asset Advisors
    Henderson, NV
  • 06/2023 → Present
    Steel Peak Wealth Management, Llc
    Woodland Hills, CA
Previous Registrations
  • 2002-03-25 → 2023-07-12
    Key Investment Team
    Encino, CA
    Westlake Village, CA
  • 2008-06-17 → 2023-07-03
    Key Asset Advisors
    Henderson, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-11
S63 Uniform Securities Agent State Law Examination 1984-02-01
  • S65 Uniform Investment Adviser Law Examination
    1992-12-11
  • S63 Uniform Securities Agent State Law Examination
    1984-02-01

View on SEC IAPD

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