Gary Russell Aiken

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-03-21
TX	RA	APPROVED_RES	2024-03-21

MN RA
APPROVED

Since 2024-03-21
TX RA
APPROVED_RES

Since 2024-03-21

Branch Locations

Minnetonka, MN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Investors Capital Corporation	Lynnfield	MA	11/2007	10/2016
Cetera Advisors Llc	Denver	CO	10/2016	Present
Tonka Financial	Minnetonka	MN	01/2011	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

11/2007 → 10/2016

Investors Capital Corporation

Lynnfield, MA
10/2016 → Present

Cetera Advisors Llc

Denver, CO
01/2011 → Present

Tonka Financial

Minnetonka, MN
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2008-01-02 → 2016-10-03

Investors Capital Corp.

Tustin, CA

Lynnfield, MA

Minnetonka, MN

Tustin, CA

Bloomington, MN

Tulsa, OK

Lynnfield, MA

Lynnfield, MA
2008-10-21 → 2009-01-09

The Capital Advisory Group Advisory Services, Llc

Bloomington, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2011; APX NUMBER OF HOURS PER WEEK: 12 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE. 2. NAME OF OTHER BUSINESS: DBA TONKA FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2011; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 60+ HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 3. NAME OF OTHER BUSINESS: DBA MNSURE ASSISTER; INVESTMENT RELATED: YES; ADDRESS: 81 7TH STREET #300, ST. PAUL, MN 55101; NATURE OF BUSINESS: HEALTH INSURANCE; START DATE: 11/2015; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 3-4 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR HEALTH INSURANCE.