Walker Orton Gaultney

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1983 → Present
  Walker O. Gaultney
  Sapphire, NC
• 02/2001 → 06/2024
  Securities America, Inc.
  Sapphire, NC
• 03/2001 → 06/2024
  Securities America Advisors, Inc.
  Sapphire, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sapphire, NC

Previous Registrations

• 2003-01-17 → 2024-06-14
  Securities America Advisors, Inc.
  Cashiers, NC
  Savannah, GA
  Darien, GA
  Sapphire, NC

Other Businesses

INSURANCE POSITION: sales NATURE: LIFE INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 12/2004 - LOCATED AT 234 Back Nine Lane, Sapphire, NC 28774 - 10% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2004 ADDRESS: 234 Back Nine Lane, Sapphire NC 28774, United States DESCRIPTION: Sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-03
• S63 Uniform Securities Agent State Law Examination
  1982-04-02