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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vp; Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 06/2013 | 03/2017 |
| Bank Of America, N.A. | Scottsdale | AZ | 03/2017 | 08/2020 |
| Msh Capital Advisors Llc | Scottsdale | AZ | 08/2020 | 02/2024 |
| M. S. Howells & Co | Scottsdale | AZ | 08/2020 | 02/2024 |
| Blueprint Financial Advisors | Greensboro | NC | 02/2024 | 01/2026 |
| Ribbon Falls Wealth Management | Scottsdale | AZ | 02/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2006 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RIBBON FALLS WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: OWNER AND WEALTH MANAGER APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: ENTITY WILL COLLECT THE REVENUE FOR MY EXISTING CLIENTS; 3. NAME OF OTHER BUSINESS: HAGA KOMMER LTD INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: PROVIDE FULL SERVICE WEALTH MANAGEMENT AND FINANCIAL PLANNING TO CLIENTS;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-02-24 |
| S65 | Uniform Investment Adviser Law Examination | 2021-02-13 |
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