Gerald Lynn Marriner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/1996 → Present
  Marriner & Company
  Boulder, CO
• 12/2019 → Present
  Mariner Gallery Llc
  Boulder, CO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-03-31 → 2013-09-03
  Walnut Street Securities, Inc.
  Boulder, CO

Other Businesses

1. INDEPENDENT INSURANCE AGENT FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE MARRINER & COMPANY BEGAN 06/1982 25HRS/WKDY ONLY 2. NAME OF OTHER BUSINESS: MARRINER & COMPANY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/1996 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: CAPITAL APPRECIATION, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CORPORATION START DATE: 2/1996 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: USED FOR BUSINESS ACCOUNTING; 4. NAME OF OTHER BUSINESS: MARINER GALLERY LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ART CONSULTING ; START DATE: 12/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / CONSULTANT APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: LOCATING, IDENTIFYING AND BIDDING AT AUCTIONS FOR PAINTINGS AND OTHER ARTWORK ;

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-05-12

Designations

• Certified Financial Planner

Other Names

• Jerry Marriner