Richard Robert Racine

Employer firm

Asset Strategy Advisors, LLC CRD 139879

$649M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Asset Strategy Advisors, Llc

14 West Plain St. Suite 201, Wayland, MA 01778-4470 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2015-05-22

MA RA
APPROVED

Since 2015-05-22

Branch Locations

14 West Plain St. Suite 201, Wayland, MA 01778-4470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richard R. Racine, Clu	Medfield	MA	10/1998	Present
Asset Strategy Advisors Llc	Natick	MA	05/2015	Present
Racine & Associates Insurance Agency, Inc.	Medfield	MA	04/2014	Present
The Racine Group	Medfield	MA	04/2014	Present
Concorde Investment Services, Llc	Livonia	MI	12/2018	Present

10/1998 → Present

Richard R. Racine, Clu

Medfield, MA
05/2015 → Present

Asset Strategy Advisors Llc

Natick, MA
04/2014 → Present

Racine & Associates Insurance Agency, Inc.

Medfield, MA
04/2014 → Present

The Racine Group

Medfield, MA
12/2018 → Present

Concorde Investment Services, Llc

Livonia, MI

Previous Registrations

2012-03-09 → 2015-05-20

Triad Advisors Llc

Needham, MA

Atlanta, GA

Medfield, MA

Other Businesses

1) Richard R. Racine, CLU, CHFC, AIF- Owner, Started June, 1977,; Investment related; 52 Philip St., Medfield, MA 02052; Nature Of Business: Selling And Servicing Life, Disability And Long Term Care Insurance. 21-40 hours/week during trading hours. 2) The Racine Group, LLC-Manager April 2014; Non-Investment Related; Address 52 Philip St., Medfield, MA 02052; Nature Of Business: Group Health And Welfare Plans, Life, Disability, Long Term Care Insurance And Estate Planning. Assists Clients With Group Employee Benefits Plans; Assist Clients With Purchasing Individual Insurance Benefits Including Life, Disability, Long Term Care Insurance. Hours: 40 Plus Hours/Month Devoted Outside Of Business Hours And 21-40 Hours During Trading Hours. 3) Racine & Associates Insurance Agency, Inc., Investment related, Start date October 1998. Medfield, MA. President and Owner of the Insurance Agency. Insurance related activities. 1-5 hours/month during trading hours. 4) Asset Strategy Advisors, LLC; Investment Related; Natick, MA; Fee Based Consulting And Investment Advisory; Senior Consultant ; Start date 5/21/2015; Full time during trading hours; Solicit & Sell Retirement Plan Services For Plans With $10 Million+ In Plan Assets

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-12-23
S63	Uniform Securities Agent State Law Examination	1995-02-17

S65 Uniform Investment Adviser Law Examination

2011-12-23
S63 Uniform Securities Agent State Law Examination

1995-02-17

Designations

Chartered Financial Consultant

Other Names

Rick Robert Racine

View on SEC IAPD