Barry Botfeld

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 06/2018
  Herbert J Sims & Co.
  Boca Raton, FL
• 07/2016 → 04/2017
  Your Florida Insurance
  Coral Springs, FL
• 06/2018 → 09/2019
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 06/2018 → 01/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2020 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 01/2022 → 04/2022
  Finalis Securities Llc
  Chicago, IL
• 04/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2022 → 09/2022
  First Allied Securities Inc
  San Diego, CA
• 09/2022 → Present
  Cetera Advisors Llc
  San Diego, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Boynton Beach, FL

Previous Registrations

• 2021-05-20 → 2022-01-28
  Cetera Wealth Services, Llc
  Boca Raton, FL
• 2020-10-14 → 2021-05-20
  Summit Financial Group Inc
  Boca Raton, FL

Exams

• S66 Uniform Combined State Law Examination
  2020-10-07
• S63 Uniform Securities Agent State Law Examination
  2007-11-19

Other Names

• Barry Alan Botfeld
• Barry Botfeld