Rickie Steven Sherline

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-01-16

MI RA
APPROVED

Since 2024-01-16

Branch Locations

West Bloomfield, MI • United States

One Town Square Suite 700, Southfield, MI 48076 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	02/1997	Present

02/1997 → Present

Sigma Financial Corporation

Ann Arbor, MI

Other Businesses

1. DIVERSIFIED BENEFITS: SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. 2. President of the Pisgah/Zeiger B'nai B'rith lodge, which is a Jewish charitable organization that provides services for the community such as college scholarships, food baskets for the needy as well as other programs including sports leagues. Start date: 1/1/15, approx. 10 hrs/mo, none during market hours. 3. Joint Rep for a 401k plan held with Nationwide. Start date: 10/1/24, approx. 24 hrs/mo, 75% during mkt hrs. INV REL: Y

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-22
S63	Uniform Securities Agent State Law Examination	1983-06-17

S65 Uniform Investment Adviser Law Examination

2007-12-22
S63 Uniform Securities Agent State Law Examination

1983-06-17

Other Names

Rick Sherline
Rick Steven Sherline
Rick Steven Sherlin

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