Ralph Edward Smith

Current Employers

Nautical Star Financial Group Llc

511 East John Carpenter Freeway Suite 500, Las Colinas, TX 75062 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-02

TX RA
APPROVED

Since 2024-01-02

Branch Locations

Weatherford, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Smith Capital Management	Forth Worth	TX	01/2014	Present

01/2014 → Present

Smith Capital Management

Forth Worth, TX

Previous Registrations

2014-01-02 → 2023-12-31

Smith Capital Management

Weatherford, TX
2012-12-07 → 2013-12-31

Securities America Advisors, Inc.

Fort Worth, TX
2009-11-02 → 2012-12-07

Investors Security Company, Inc.

Suffolk, VA

Fort Worth, TX

Suffolk, VA

Fort Worth, TX

Suffolk, VA
2007-10-10 → 2009-11-11

Spectrum Financial Inc

Virginia Beach, VA
2008-07-07 → 2009-10-26

Qa3 Financial Llc

Fort Worth, TX

Omaha, NE
2006-05-08 → 2006-12-31

Liberty Capital Management

Fort Worth, TX

Other Businesses

RALPH SMITH FINANCIAL-INSURANCE SALES 6300 RIDGLEA PLACE, SUITE 908 FORT WORTH ,TX AGENT- 5/15/2010 I OFFER AND SELL TERM AND PERMANENT LIFE INSURANCE POLICIES TO CLIENTS. 5-10% TIME SPENT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-02-26

S63 Uniform Securities Agent State Law Examination

1982-02-26

View on SEC IAPD