Jerome Michael Fiordimondo

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1977 → Present
  Prudential Insurance Company Of America
  Flourtown, PA
• 05/1977 → 11/2024
  Pruco Securities, Llc.
  Flourtown, PA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Aston, PA

Previous Registrations

• 2015-03-23 → 2024-11-14
  Pruco Securities, Llc.
  Flourtown, PA
  Aston, PA
  Aston, PA
  Aston, PA
  Aston, PA
  Warrington, PA

Other Businesses

1. 10/25/2024; FIORDIMONDO INSURANCE AND FINANCIAL SERVICES; DBA for lpl; yes inv related; 148 hr/mo non trading; 148 hr/mo trading; 5/15/2010

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-02
• S63 Uniform Securities Agent State Law Examination
  1986-06-16