Geoffrey Scott Paul

Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 08/2025
  Morgan Stanley Smith Barney Llc
  Beverly Hills, CA
• 06/2016 → 08/2025
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 08/2025 → Present
  United Capital Financial Advisors, Llc
  Irving, TX

Previous Registrations

• 2016-05-12 → 2025-08-25
  Morgan Stanley
  Beverly Hills, CA
  Essex, CT
  Beverly Hills, CA
  Essex, CT
• 2008-04-25 → 2016-05-25
  Ubs Financial Services Inc.
  Los Angeles, CA
  Essex, CT
• 2002-03-20 → 2008-05-05
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1. GRISWOLD INN, LLC; NOT INVESTMENT RELATED; ESSEX, CT; HOSPITALITY; CO-OWNER; GENERAL OVERSIGHT; OCT 1995; TIME SPENT DURING TRADING HOURS: LESS THAN 5HRS/MONTH; TIME SPENT DURING NON-TRADING HOURS: 45HRS/MONTH; MANAGEMENT. 2. BANK LANE, LLC; NOT INVESTMENT RELATED; ESSEX, CT; FAMILY REAL ESTATE COMPANY; MANAGING MEMBER/OWNER; FEB 2005; TIME SPENT DURING TRADING HOURS: LESS THAN 5HRS/MONTH; TIME SPENT DURING NON-TRADING HOURS: LESS THAN 5HRS/MONTH; PROPERTY MANAGEMENT. 3. NOVELTY HAYDEN, LLC; NOT INVESTMENT RELATED; ESSEX, CT; FAMILY REAL ESTATE COMPANY; MANAGING MEMBER/OWNER; JUNE 1998; TIME SPENT DURING TRADING HOURS: LESS THAN 5HRS/MONTH; TIME SPENT DURING NON-TRADING HOURS: LESS THAN 5HRS/MONTH; PROPERTY MANAGEMENT. 4.PRATT SQUARE, LLC; NOT INVESTMENT RELATED; ESSEX, CT; FAMILY REAL ESTATE COMPANY; MANAGING MEMBER/OWNER; AUG 2008; TIME SPENT DURING TRADINGHOURS: LESS THAN 5HRS/MONTH; TIME SPENT DURING NON-TRADING HOURS: LESS THAN 5HRS/MONTH; PROPERTY MANAGEMENT. 5. 12 BANK LAND & 5 CHAMPLIN SQUARE; NOT INVESTMENT RELATED; ESSEX, CT; RENTAL PROPERTY; OWNER; AUG 2005; TIME SPENT DURING TRADING HOURS: LESS THAN 5HRS/MONTH; TIME SPENT DURING NON-TRADING HOURS: LESS THAN 5HRS/MONTH; PROPERTY MANAGEMENT. 6. PAUL FOUNDATION, INC.; NOT INVESMENT RELATED; ESSEX, CT; NON-PROFIT FOUNDATION; PRESIDENT; DEC 1993; TIME SPENT DURING TRADING HOURS: LESS THAN 5HRS/MONTH; TIME SPENT DURING NON-TRADING HOURS: LESS THAN 5HRS/MONTH; MANAGEMENT AND GRANT MAKING. 7. ROY T EDDLEMAN ADMINISTRATIVE TRUST; INVESTMENT RELATED; WEST HOLLYWOOD, CA; TRUST/FOUNDATION; CO-TRUSTEE; AUG 2025; TIME SPENT DURING TRADING HOURS: LESS THAN 20HRS/MONTH; TIME SPEND DURING NON-TRADING HOURS: LESS THAN 10HRS/MONTH; ADMINISTRATION/OVERSIGHT OF ASSETS AND GRANT MAKING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-16
• S63 Uniform Securities Agent State Law Examination
  1983-08-17