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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2012-10-25 |
| TX | RA | APPROVED | 2012-10-25 |
Branch Locations
6801 Spring Creek Road Ste 1A, Rockford, IL 61114 • United States
Rockford, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Chicago | IL | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 11/2016 | Present |
MOVING ANGELS OF MADISON, NOT INV RELATED, MCFARLAND, WI, 65% OWNERSHIP, START 5/2016, 2 HOURS PER MONTH/0 DURING TRADING. GUMMOW FAMILY FOUNDATION, INV RELATED, ROCKFORD, IL, DIRECTOR, START 5/14/2013, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FAMILY FOUNDATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-04 |
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