Arthur Steven Rottenstein

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Boca Raton, FL

Other Businesses

(1)Name of Business: Address: 6449 via rosa, boca raton, FL, 33433, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/08/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I bought a duplex that I am renting out. (2)Name of Business: Arthur Rottenstein, LLC Address: office, 301 Yamato Rd suite 3160, FL, 33431, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/28/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (3)Name of Business: Boca Raton financial planners Address: 301 Yamato Road, Boca Raton, FL, 33431, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 04/12/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: it's for website purposes only- no stationary has this name

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-11
• S63 Uniform Securities Agent State Law Examination
  1987-06-19