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Debra Denbin Spiesman

Ubs Financial Services Inc.

Florham Park, NJ

Pine Brook, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-21
NJ RA APPROVED 2011-05-19
  • FL RA
    APPROVED
    Since 2023-09-21
  • NJ RA
    APPROVED
    Since 2011-05-19

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Pine Brook, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Florham Park NJ 01/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-18
S63 Uniform Securities Agent State Law Examination 1984-04-25
  • S65 Uniform Investment Adviser Law Examination
    2011-05-18
  • S63 Uniform Securities Agent State Law Examination
    1984-04-25
Other Names
  • Debra Enid Denbin

View on SEC IAPD

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