Best Investors Account Sign in

Pantaleo Mario Uva

LPl Enterprise, LLC

Paramus, NJ

Atlantic Highlands, NJ

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States

Atlantic Highlands, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Atlantic Highlands NJ 09/1981 Present
Pruco Securities, Llc. Atlantic Highlands NJ 09/1981 11/2024
Lpl Enterprise, Llc Atlantic Highlands NJ 11/2024 Present
  • 09/1981 → Present
    Prudential Insurance Company Of America
    Atlantic Highlands, NJ
  • 09/1981 → 11/2024
    Pruco Securities, Llc.
    Atlantic Highlands, NJ
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Atlantic Highlands, NJ
Previous Registrations
  • 2002-06-21 → 2024-11-14
    Pruco Securities, Llc.
    Atlantic Highlands, NJ
    Rockaway, NJ
    East Hanover, NJ
    East Hanover, NJ
    Atlantic Highlands, NJ
    Paramus, NJ
    Atlantic Highlands, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-11-06
S65 Uniform Investment Adviser Law Examination 1999-12-11
  • S63 Uniform Securities Agent State Law Examination
    2002-11-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-11
Other Names
  • Leo Uva
  • Leo M Uva

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WELLS FARGO INVESTMENT INSTITUTE, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
SANCTUARY ADVISORS, LLC

Other Investors

Jennifer Williams
Claudine D. Isaac
Emma B. Hallett
Inna Price
Daniel K Roh
Thomas W. Larsen
JEREMY DAVID BROWER
Natalia Oliver

Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ

More in Paramus, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor