Larry Dean Sock

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-03-06
NE	RA	APPROVED	2009-02-27

TX RA
APPROVED_RES

Since 2009-03-06
NE RA
APPROVED

Since 2009-02-27

Branch Locations

8415 Maddox Drive Suite 101, Lincoln, NE 68520 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Lincoln	NE	02/2009	Present

02/2009 → Present

Ubs Financial Services Inc

Lincoln, NE

Previous Registrations

1985-05-06 → 2009-02-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, NE

Lincoln, NE

Other Businesses

JACK SOCK ENTERPRISES / 20 DUNES ROW AMELIA ISLAND,FLORIDA 32034 / COMPANY/ OTHER PROFESSIONAL SPORTS MARKETING / ENDORSEMENT DEALS / OFFICER / START DATE 9/5/2014

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-11-29
S63	Uniform Securities Agent State Law Examination	1982-03-11

S65 Uniform Investment Adviser Law Examination

1996-11-29
S63 Uniform Securities Agent State Law Examination

1982-03-11

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews