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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-10-03 |
| WI | RA | APPROVED | 2024-10-03 |
| MA | RA | APPROVED | 2023-04-12 |
| NC | RA | APPROVED | 2023-04-06 |
| RI | RA | APPROVED | 2023-04-06 |
| VA | RA | APPROVED | 2023-04-04 |
| WV | RA | APPROVED | 2023-03-24 |
| CO | RA | APPROVED | 2023-03-21 |
| AL | RA | APPROVED | 2023-03-20 |
| ME | RA | APPROVED | 2023-03-20 |
| OH | RA | APPROVED | 2022-06-06 |
| NY | RA | APPROVED | 2021-04-16 |
| GA | RA | APPROVED | 2020-01-28 |
| MN | RA | APPROVED | 2013-11-06 |
| PA | RA | APPROVED | 2011-04-05 |
| FL | RA | APPROVED | 2005-08-25 |
| CA | RA | APPROVED | 2005-08-24 |
| CT | RA | APPROVED | 2005-08-24 |
| NJ | RA | APPROVED | 2005-08-03 |
Branch Locations
700 Canal St, Stamford, CT 06902 • United States
900 Stewart Avenue Suite 500, Garden City, NY 11530 • United States
261 Madison Avenue 27Th Floor, New York, NY 10016 • United States
150 South Warner Road Suite 120, King Of Prussia, PA 19406 • United States
150 South Warner Road Suite 120, King Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | Garden City | NY | 04/1995 | Present |
| Park Avenue Securities Llc | Garden City | NY | 05/1999 | Present |
| Guardian Investor Services Llc | New York | NY | 05/2003 | Present |
| Guardian Life Insurance Company | New York | NY | 09/2017 | Present |
| Park Avenue Securities | New York | NY | 09/2017 | Present |
| Guardian Life Insurance Company | New Haven | CT | 01/2026 | Present |
| Park Avenue Securities | New Haven | CT | 01/2026 | Present |
1. NATIONAL FINANCIAL NETWORK, LLC, Start: 01/01/1977, Address: 261 Madison Avenue 27th floor NY NY 10016, 1 non bus hr per month; 0 during securities trading hours, Not Investment related, Less than 10% annual compensation, 2. Rental Income to NFN, Start: 03/01/2020, Address: 45 Eisenhower Dr, Paramus, NJ, 0 hrs per month, Not Investment related, Less than 10% annual compensation, 3. Mazzmar LLC, Start: 03/01/2022, Address: 150 South Warner Road Suite 120 King Of Prussia Pa 19406, 12 total hours per month; 12 during securities trading hours, Investment related, Less than 10% annual compensation, 4. NFN Inc-Guardian General Agency, Start: 01/01/2020, Address: 261 Madison Avenue 27th Floor NY NY 10016, 40 total hours per month, 40 during securities trading hours, Investment related, More than 10% annual compensation, 5. Mazzmar Holdings LLC, Start: 03/01/2022, Address: 150 South Warner Road Suite 120 King of Prussia Pa 19406, 0 total hours per month, Not investment related, No annual compensation, 6. NFN King of Prussia, LLC-Guardian General Agency, Start: 07/01/2022, Address: 150 South Warner Road Suite 120 King of Prussia Pa 19406, 10 total hours per month, 10 during securities trading hours, Investment related, Less than 10% annual compensation, 7. NFN, Greater Hudson Financial, LLC-Guardian General Agency, Start: 07/01/2022, Address: 136-20 38Th Avenue Suite 8J Flushing NY 11354, 10 total hours per month, 10 during securities trading hours, Investment related, Less than 10% annual compensation, 8. National Financial Network - CT LLC-Guardian General Agency, Start: 03/01/2023, Address: 555 Long Wharf Drive, 11th floor, New Haven CT 06511, 10 total hours per month, 10 during securities trading hours, Investment related, Less than 10% annual compensation, 9. MMC Jersey Shore, LLC, Start Date: 9/1/2024, Address: 2111 NJ-34 Wall Township, NJ 07719, 5 total hours per month, 5 during securities trading hours, Investment related, Less than 10% annual compensation, 10. Foundation for Charity for NFN - NFN Foundation, Start Date: 11/1/2024, Address: 261 Madison Ave. 27th Fl., NY, NY 10016, 1 total hours per month, 1 during securities trading hours, Not Investment related, No annual compensation, 11. National Financial Network Holdings LLC, Start Date: 11/3/2025, Nature: LLC created for the purchase of the Northeast Atlantic SA Guardian Agency, Address: 261 Madison Avenue, 27th Floor New York, NY 10004, Duties: Owner of LLC, 0 total hours per month, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-01 |
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