A Stanley Norkiewicz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → 05/2021
  Cadaret, Grant & Co., Inc.
  West Chester, PA
• 04/2013 → Present
  Lancaster Financial Group Llc
  West Chester, PA
• 05/2021 → 03/2025
  The Investment Center, Inc.
  West Chester, PA
• 03/2025 → Present
  Lpl Financial Llc
  West Chester, PA

Previous Registrations

• 2009-04-02 → 2021-05-20
  Cadaret, Grant & Co., Inc.
  Lancaster, PA
  West Chester, PA
  Lancaster, PA
• 2002-11-19 → 2003-12-31
  Mony Securities Corporation
  West Chester, PA

Other Businesses

1. 03/06/2025 - Lancaster Financial Group, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/02/2005- 173 Hours Per Month- 141 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-15
• S63 Uniform Securities Agent State Law Examination
  1982-03-05

Designations

• Certified Financial Planner