Ruth Roberts Petty

Current Employers

Employment History

• 10/2015 → 06/2024
  Securities America Inc
  La Vista, NE
• 10/2015 → 06/2024
  Securities America Advisors
  La Vista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Greensboro, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Greensboro, NC

Previous Registrations

• 2015-10-09 → 2024-06-14
  Securities America Advisors, Inc.
  Greensboro, NC
• 2007-07-20 → 2015-10-22
  Signator Investors, Inc.
  Needham Heights, MA

Other Businesses

1. Rental Property Position: Trustee Nature: Rental Property - Investment Related: No - Hours - 1 Securities Trading Hours: 0 start Date - 08/14/2004 - Address - 6333 Mt Ada Rd, Unit 259, San Diego CA 93111 2. Streamside Homeowners Association Position: President - Nature: Streamside HOA-President - Investment Related: No - Hours: 6 - Securities Trading Hours: 0 - Start Date: 09/06/2013 - Address: 1317 Ember Oaks Ave, High Point NC 27265 3. Ruth R Petty, Revocable Trust Position: Trustee - Nature: Personal Revocable Trust - Investment Related: No - Hours: 0 - Securities Trading Hours: 0 - Start Date: 07/10/2004 - Address: 611 Beckwith Dr., Greensboro NC 27410 4. Insurance Sales Agent - Investment Related: Yes - Address: 611 Beckwith Dr., Greensboro, NC 27410 5. Securities America Advisors Investment Advisory - IAR - Investment Related: Yes - Address 611 Beckwith Dr., Greensboro, NC 27410 6. FINANCIAL STRATEGIES UNLIMITED POSITION: Advisor NATURE: Placement of Fixed Income Annuities INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/29/2016 ADDRESS: 611 Beckwith Dr, Greensboro NC 27410 DESCRIPTION: Utilization of Income Annuities (Fixed Annuity Product) 7. ESSEX ST RENTAL POSITION: Owner/Trustee NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/26/2019 ADDRESS: 1756 Essex St., Unit 106, San Diego CA 92103 DESCRIPTION: I am the landlord 8. STREAMSIDE HOMEOWNERS ASSOCIATION POSITION: President NATURE: Streamside HOA-President INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2013 ADDRESS: 1317 Ember Oaks Ave, High Point NC 27265 DESCRIPTION: President of the Board-executive decisions 9. NEW BUSINESS POSITION: Advisor NATURE: Principal Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/25/2020 ADDRESS: 801 Grand Ave, Des Moines IA 50392 DESCRIPTION: Writing Term Life Insurance for an existing client 10. BUSINESS PROFESSIONAL NETWORK (BPN) POSITION: Director NATURE: Consulting Internationally for Small Micro Economic Development in primarily underdeveloped countries. The methodology is based upon the Biblical principles of economy. These activities will also include Training and Coaching. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2022 ADDRESS: POBox 1186, Sanibel FL 33957 DESCRIPTION: I am a Director for this Mission Organization. Having been just recently designated as such, I do not know my activities yet. It will involve International Travel to visit and determine future projects for the group. 11. ESSEX PLACE BOARD OF DIRECTORS POSITION: Member NATURE: This is an HOA Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/19/2024 ADDRESS: 3752 Park Blvd, Suite 701, San Diego CA 92103, United States DESCRIPTION: Decisions regarding the property, approval of expenditures, and oversight

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-03
• S63 Uniform Securities Agent State Law Examination
  1984-05-04

Designations

Other Names

• Ruth Petty Lindholtz