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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-04-19 |
| TX | RA | APPROVED | 2024-04-19 |
Branch Locations
25B Hanover Rd Ste 1230, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gruntal & Co., L.L.C. | Florham Park | NJ | 02/2007 | Present |
| Wells Fargo Advisors Llc | Florham Park | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Florham Park | NJ | 11/2016 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Florham Park | NJ | 04/2024 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; WHARTON, NJ; 100% OWNERSHIP; START DATE 1993; 2 HOURS PER MONTH; 0 DURING TRADING; DUTIES ARE PROPERTY MAINTENANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-10 |
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