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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-12-16
CA RA APPROVED 2016-11-07
CO RA APPROVED 2016-11-07
KS RA APPROVED 2016-11-07
NH RA APPROVED 2016-11-07
TX RA APPROVED 2016-11-07
  • MO RA
    APPROVED
    Since 2016-12-16
  • CA RA
    APPROVED
    Since 2016-11-07
  • CO RA
    APPROVED
    Since 2016-11-07
  • KS RA
    APPROVED
    Since 2016-11-07
  • NH RA
    APPROVED
    Since 2016-11-07
  • TX RA
    APPROVED
    Since 2016-11-07

Branch Locations

4551 W. 107Th Street Suite 220, Overland Park, KS 66207 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Fairway KS 12/2004 11/2016
Princor Financial Services Corporation Fairway KS 12/2004 Present
Douglas R Peete & Associates Overland Park IL 01/2005 Present
Cretcher Heartland Life Insurance Services Llc Overland Park KS 08/2013 Present
Lpl Financial, Llc Overland Park KS 11/2016 Present
Global Retirement Partners, Llc San Rafael CA 11/2016 Present
  • 12/2004 → 11/2016
    Principal Life Insurance Company
    Fairway, KS
  • 12/2004 → Present
    Princor Financial Services Corporation
    Fairway, KS
  • 01/2005 → Present
    Douglas R Peete & Associates
    Overland Park, IL
  • 08/2013 → Present
    Cretcher Heartland Life Insurance Services Llc
    Overland Park, KS
  • 11/2016 → Present
    Lpl Financial, Llc
    Overland Park, KS
  • 11/2016 → Present
    San Rafael, CA
Previous Registrations
Other Businesses

1. 10/20/2016 - Douglas R Peete & Associates - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/10/2016 - 160 hr/mth 2. 10/20/2016 - Jazz Musician - non-inv rel - start: 05/23/2012. 3. 11/8/2016: Global Retirement Partners - DBA: (HYBRID) Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 11/10/2016 - 160 Hours Per Month - Time Spent 100% - IAR - I provide investment advisory services through Global Retirement Partners , an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 160 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/8/2016: Douglas R. Peete & Associates - DBA: (HYBRID) Douglas R. Peete & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/10/2016 - 160 Hours per Month During Securities Trading - Time Spent 100% - IAR. 5. 07/16/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:07/10/2019 - 10 hrs/mo - 1 hrs during trading. 6. 10/17/2023 - Ash Brokerage - Non-Variable Insurance - Insurance Producer - Investment Related - At Reported Business Location(s) - Start Date 10/06/2023 - 5 Hours Per Month/ During Trading 7) 04/17/2025 - Allegis Advisor Group, a Simplicity Group - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date :04/01/2025 - 20 Hrs/Mth - 20 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-21
  • S63 Uniform Securities Agent State Law Examination
    2000-07-21
Designations
Other Names
  • Doug Peete

View on SEC IAPD

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