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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-10-29
  • NJ RA
    APPROVED
    Since 2015-10-29

Branch Locations

500 Campus Dr Ste 300, Florham Park, NJ 07932 • United States

Lakewood Ranch, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 11/1981 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 05/1982 Present
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2) PRESIDENT, WATER CLUB HOMEOWNERS ASSOCIATION, 1 WATER CLUB WAY, NORTH PALM BEACH, NEW YORK, 33408, UNITED STATES OF AMERICA, PRIVATE, START DATE: 1/1/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOMEOWNERS ASSOCIATION BOARD PRESIDENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-04-22
  • S63 Uniform Securities Agent State Law Examination
    1985-04-22
Designations
Other Names
  • Anna Mezzina

View on SEC IAPD

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