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Joseph Nick Gonzales

Morgan Stanley

San Antonio, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

7600 Broadway Suite 100, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated San Antonio TX 04/2007 Present
Morgan Stanley Smith Barney San Antonio TX 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    San Antonio, TX
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    San Antonio, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Antonio, TX
  • 1987-12-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Antonio, TX
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-27
S63 Uniform Securities Agent State Law Examination 1992-09-29
  • S65 Uniform Investment Adviser Law Examination
    2009-05-27
  • S63 Uniform Securities Agent State Law Examination
    1992-09-29

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
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