James P Lillie

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-02
MD	RA	APPROVED	2022-12-09
TX	RA	APPROVED	2022-12-09

FL RA
APPROVED

Since 2026-03-02
MD RA
APPROVED

Since 2022-12-09
TX RA
APPROVED

Since 2022-12-09

Branch Locations

Fort Myers, FL • United States

2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Timonium	MD	01/2009	12/2022
Bank Of America, N.A.	Towson	MD	06/2011	12/2022
Morgan Stanley Smith Barney Llc	Lutherville	MD	12/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	02/2023	Present

01/2009 → 12/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Timonium, MD
06/2011 → 12/2022

Bank Of America, N.A.

Towson, MD
12/2022 → Present

Morgan Stanley Smith Barney Llc

Lutherville, MD
02/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2009-01-16 → 2022-12-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD

Hunt Valley, MD
2007-04-02 → 2009-01-20

Morgan Stanley & Co. Llc

Hunt Valley, MD
2001-07-24 → 2007-04-02

Morgan Stanley Dw Inc.

Lutherville, MD

Lutherville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-07
S63	Uniform Securities Agent State Law Examination	1982-03-30

S65 Uniform Investment Adviser Law Examination

1992-12-07
S63 Uniform Securities Agent State Law Examination

1982-03-30

Designations

Other Names

James Phillip Lillie
Jim Lillie

View on SEC IAPD