Ernst Mahler

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 02/2017
  Independent Portfolio Consultants, Inc.
  Boca Raton, FL
• 03/2010 → 02/2017
  Managed Account Services, Llc
  Wayne, PA
• 04/2017 → 01/2025
  Lincoln Financial Advisors
  Village Of Golf, FL
• 01/2025 → Present
  Osaic Wealth, Inc.
  Village Of Golf, FL

Previous Registrations

• 2017-05-24 → 2025-01-24
  Osaic Fa, Inc.
  Village Of Golf, FL
  Village Of Golf, FL
  Scottsdale, AZ
• 2010-04-26 → 2017-03-07
  Independent Portfolio Consultants, Inc.
  Boca Raton, FL
• 1993-07-31 → 2008-05-05
  Citigroup Global Markets Inc.
  Delray Beach, FL
  Delray Beach, FL
  Manalapan, FL

Other Businesses

1) ERNST MAHLER VILLAGE OF GOLF, FL CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES:OFFERS ACCIDENT & HEALTH, DISABILITY AND TRADITIONAL LIFE INSURANCE ALONG WITH FIXED ANNUITIES. START DATE: 12/01/2017 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0. 2) ERNST MAHLER III VILLAGE OF GOLF, FL CATEGORY: FIDUCIARY FOR IMMEDIATE FAMILY MEMBER INVESTMENT RELATED: NO TITLE: TRUSTEE DUTIES: FOLLOW TERMS OF THE TRUST, PAY ESTATE TAX. START DATE: 05/2019 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0 3) GARY V MAHLER & ERNST MAHLER III CO-TTEE ERNST MAHLER JR REV TRUST U/A DTD 2/28/1957 POSITION: Trustee NATURE: Noted in the previous answer INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/27/2019 ADDRESS: 11965 N Lake Drive, Boynton Beach FL 33436, United States DESCRIPTION: As Co-Trustee with my brother, we have responsibility for following the terms of the trust, including payment of estate tax. Outside professionals have been engaged to assist in executing all facets correctly.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-12
• S63 Uniform Securities Agent State Law Examination
  1982-03-09

Other Names

• Ernie Mahler
• Ernie Peter Mahler