David Lane Gabay

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1982 → 02/2024
  Investors Diversified Services
  Minneapolis, MN
• 01/1989 → 02/2024
  Conn. General Life Ins. Company
  White Plains, NY
• 06/2000 → 09/2025
  Pinnacle Planning Group
  Tarrytown, NY
• 01/2006 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → 02/2024
  Cetera Advisors Llc
  Denver, CO
• 02/2024 → 09/2025
  Commonwealth Financial Network
  Waltham, MA
• 10/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2024-02-09 → 2024-10-04
  Commonwealth Financial Network
  New Rochelle, NY
  Waltham, MA
• 2016-10-03 → 2024-02-12
  Cetera Advisors Llc
  Tarrytown, NY
• 2009-11-19 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Greenville, SC
  Lynnfield, MA
  Tarrytown, NY
  Lynnfield, MA

Other Businesses

1. DBA PINNACLE PLANNING GROUP, 95 Jerome Avenue, New Rochelle NY 10804, United States, START DATE 11/2025, Agent, DBA Name, NIR, 140 HR/MO - 160 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-12-05

Designations

• Certified Financial Planner