James Andrew Ferrin

Current Employers

Asset One Wealth Management, Llc

11201 Se 8Th Street, Suite 105, Bellevue, WA 98004 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2026-02-10

UT RA
APPROVED

Since 2026-02-10

Branch Locations

Draper, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Triad Advisors, Inc	Norcross	GA	03/2012	10/2019
Lpl Financial, Llc	Pleasant Grove	UT	12/2019	01/2026
Asset One Wealth Management, Llc	Draper	UT	01/2026	Present

03/2012 → 10/2019

Triad Advisors, Inc

Norcross, GA
12/2019 → 01/2026

Lpl Financial, Llc

Pleasant Grove, UT
01/2026 → Present

Asset One Wealth Management, Llc

Draper, UT

Previous Registrations

2019-12-02 → 2026-02-11

Lpl Financial Llc

Highland, UT

Pleasant Grove, UT

Millcreek, UT
2012-03-29 → 2019-12-03

Triad Advisors Llc

Atlanta, GA

Pleasant Grove, UT
1997-08-29 → 2012-04-02

Fsc Securities Corporation

Pleasant Grove, UT

Other Businesses

1)09/1993 - Business Entity For Tax/Investment Purposes Only - FERRIN Capital Advisors - 0% - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 2)2019 - DBA for LPL Business (entity for LPL business) - Ferrin Financial - 100% - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 3)2019 - DBA for LPL Business (entity for LPL business) - RETIREMENT INCOME SOLUTIONS - 100% - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 4)2004 - Business Entity For Tax/Investment Purposes Only - MJ HOLDINGS LLC - 0% - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 5)1990 - Act in a Fiduciary Capacity - FERRIN FAMILY TRUST - 0% - INVESTMENT RELATED - KAYSVILLE, UT 84037 6)1984 - Non-Variable Insurance - JAMES FERRIN - 1% - INVESTMENT RELTAED - PLEASANT GROVE, UT 84062 7)2019 - DBA for LPL Business (entity for LPL business) - Retirement Income Solutions - 100% - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 8)2019 - DBA for LPL Business (entity for LPL business) - FERRIN FINANCIAL ADVISORS RETIREMENT INCOME SOLUTIONS SINCE 1993 - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 9)2019 - DBA for LPL Business (entity for LPL business) - Ferrin Financial Advisors - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 10)2019 - DBA for LPL Business (entity for LPL business) -Retirement Income Advisors Since 1993 - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 11) 12/2/2019 - FCA Properties, LLC - Not Investment Related - 1955 West Grove Parkway Suite 200, Pleasant Grove UT 84062 - Started 4/2012 - 0 Hours Per Month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-09-23
S63	Uniform Securities Agent State Law Examination	1982-02-22

S65 Uniform Investment Adviser Law Examination

1992-09-23
S63 Uniform Securities Agent State Law Examination

1982-02-22

Designations

Other Names

Jim Andrew Ferrin

View on SEC IAPD