James Andrew Ferrin

Employer firm

Asset One Wealth Management, LLC CRD 336350

$983M regulatory AUM 1,173 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 10/2019
  Triad Advisors, Inc
  Norcross, GA
• 12/2019 → 01/2026
  Lpl Financial, Llc
  Pleasant Grove, UT
• 01/2026 → Present
  Asset One Wealth Management, Llc
  Draper, UT

Previous Registrations

• 2019-12-02 → 2026-02-11
  Lpl Financial Llc
  Highland, UT
  Pleasant Grove, UT
  Millcreek, UT
• 2012-03-29 → 2019-12-03
  Triad Advisors Llc
  Atlanta, GA
  Pleasant Grove, UT
• 1997-08-29 → 2012-04-02
  Fsc Securities Corporation
  Pleasant Grove, UT

Other Businesses

1)09/1993 - Business Entity For Tax/Investment Purposes Only - FERRIN Capital Advisors - 0% - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 2)2019 - DBA for LPL Business (entity for LPL business) - Ferrin Financial - 100% - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 3)2019 - DBA for LPL Business (entity for LPL business) - RETIREMENT INCOME SOLUTIONS - 100% - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 4)2004 - Business Entity For Tax/Investment Purposes Only - MJ HOLDINGS LLC - 0% - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 5)1990 - Act in a Fiduciary Capacity - FERRIN FAMILY TRUST - 0% - INVESTMENT RELATED - KAYSVILLE, UT 84037 6)1984 - Non-Variable Insurance - JAMES FERRIN - 1% - INVESTMENT RELTAED - PLEASANT GROVE, UT 84062 7)2019 - DBA for LPL Business (entity for LPL business) - Retirement Income Solutions - 100% - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 8)2019 - DBA for LPL Business (entity for LPL business) - FERRIN FINANCIAL ADVISORS RETIREMENT INCOME SOLUTIONS SINCE 1993 - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 9)2019 - DBA for LPL Business (entity for LPL business) - Ferrin Financial Advisors - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 10)2019 - DBA for LPL Business (entity for LPL business) -Retirement Income Advisors Since 1993 - INVESTMENT RELATED - PLEASANT GROVE, UT 84062 11) 12/2/2019 - FCA Properties, LLC - Not Investment Related - 1955 West Grove Parkway Suite 200, Pleasant Grove UT 84062 - Started 4/2012 - 0 Hours Per Month.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-09-23
• S63 Uniform Securities Agent State Law Examination
  1982-02-22

Designations

• Certified Financial Planner

Other Names

• Jim Andrew Ferrin