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Robert Charles Dalldorf

Clear Harbor Asset Management, LLC

Wilton, CT

Stamford, CT

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Current Employers
Clear Harbor Asset Management, Llc

263 Tresser Blvd. Suite 1502, Stamford, CT 06901 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-12-09
TX RA APPROVED_RES 2024-09-26
  • CT RA
    APPROVED
    Since 2024-12-09
  • TX RA
    APPROVED_RES
    Since 2024-09-26

Branch Locations

530 Danbury Road, Wilton, CT 06897 • United States

263 Tresser Blvd. Suite 1502, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Falcon Capital Management, Inc. Wilton CT 04/1994 Present
Clear Harbor Asset Management, Llc Wilton CT 09/2024 Present
Previous Registrations
  • 1995-05-04 → 2024-12-06
    Falcon Capital Management Inc
    Wilton, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-01
S63 Uniform Securities Agent State Law Examination 1983-05-12
  • S65 Uniform Investment Adviser Law Examination
    1995-03-01
  • S63 Uniform Securities Agent State Law Examination
    1983-05-12

View on SEC IAPD

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