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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-09-13 |
| NY | RA | APPROVED | 2021-07-27 |
| OK | RA | APPROVED | 2019-07-12 |
Branch Locations
457 Hwy 123 Bypass, Seneca, SC 29678 • United States
Westminster, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Jauppauge | NY | 10/2010 | 07/2019 |
| Wells Fargo Clearing Services Llc | Hauppauge | NY | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-27 |
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