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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-16 |
| NJ | RA | APPROVED | 2016-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chester | NJ | 01/2016 | Present |
| Bank Of America ,N.A. | Chester | NJ | 04/2016 | Present |
| Bank Of America, N.A. | Chester | NJ | 04/2016 | Present |
I*3054268 Entity Type: Fiduciary role Name of OBA: E. S. Address: Tobyhanna, Pennsylvania, 18466 Investment Related: No Position, Title, Association: Executor Employee Start Date: 10/23/2025 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Executor/Cousin
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-11-03 |
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