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William David James

LPl Financial LLC

Lees Summit, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

1741 Ne Douglas St Ste 100, Lees Summit, MO 64086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Independence MO 01/1982 07/2021
Various Insurance Carriers For W&R Insurance Agencies Kansas City MO 04/1991 07/2021
Pillar To Post Development, Llc Cincinnati OH 09/2009 07/2021
Stick This In Your Ear Llc Lees Summit MO 04/2009 07/2021
Success Kc Inc Kansas City MO 06/2015 07/2021
A Thyme For Everything Lees Summit MO 10/2017 07/2021
Mid-Missouri Group, Llc Harrisonville MO 09/2017 07/2021
Lpl Financial Llc Lees Summit MO 07/2021 Present
  • 01/1982 → 07/2021
    Waddell & Reed, Inc.
    Independence, MO
  • 04/1991 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Kansas City, MO
  • 09/2009 → 07/2021
    Pillar To Post Development, Llc
    Cincinnati, OH
  • 04/2009 → 07/2021
    Stick This In Your Ear Llc
    Lees Summit, MO
  • 06/2015 → 07/2021
    Success Kc Inc
    Kansas City, MO
  • 10/2017 → 07/2021
    A Thyme For Everything
    Lees Summit, MO
  • 09/2017 → 07/2021
    Mid-Missouri Group, Llc
    Harrisonville, MO
  • 07/2021 → Present
    Lees Summit, MO
Previous Registrations
  • 1999-01-13 → 2021-07-21
    Waddell & Reed
    Lee'S Summit, MO
    Independence, MO
    Shawnee Mission, KS
    Overland Park, KS
    Edmond, OK
    Lees Summit, MO
Other Businesses

1) 5/2010 - Pillar to Post Development, LLC / Real Estate Rental / Investment Related / 0HR / MO / 1308 Schirmer Avenue, Cincinnati , OH, 45230 2) 5/2017 - LifeGoals Strategies Group / DBA for LPL Business (entity for LPL business) / Investment Related / 0HR / MO / 1741 NE Douglas St. Suite 100, Lee s Summit, MO 64086 3) 5/2017 - Mid-Missouri Group, LLC / Business Entity For Tax/Investment Purposes Only / Investment Related / 0HR / MO / 715 Ann Avenue, Harrisonville, MO, 64701 4) 9/2017 - A Thyme for Everything / Other / Not Investment Related / 0HR / MO / 229B SE Main ST., Lee's Summit , MO, , 64063 5) 04/2009 - Stick This in Your Ear, LLC / Other / Not Investment Related / 0HR / MO / 1424 SW Surrey Trace, Lees Summit , MO, 64081

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-26
S63 Uniform Securities Agent State Law Examination 1982-05-14
  • S66 Uniform Combined State Law Examination
    2009-08-26
  • S63 Uniform Securities Agent State Law Examination
    1982-05-14
Other Names
  • William Daid James
  • Dave James

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