William Ernest Frisco

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 06/2025
  Morgan Stanley Smith Barney Llc
  Houston, TX
• 01/2015 → 06/2025
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 06/2025 → Present
  Ubs Financial Services Inc
  Houston, TX

Previous Registrations

• 2009-06-01 → 2025-06-20
  Morgan Stanley
  Houston, TX
• 2009-03-27 → 2009-06-01
  Morgan Stanley & Co. Llc
  Houston, TX
• 1993-06-23 → 2009-04-15
  Ubs Financial Services Inc.
  Houston, TX
  Houston, TX

Other Businesses

RICE UNIVERSITY SCHOOL OF CONTINUING STUDIES; HOUSTON, TX; TEACHER; 20 HOURS PER YEAR OUTSIDE NORMAL BUSINESS HOURS

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-17
• S63 Uniform Securities Agent State Law Examination
  1982-02-25

Other Names

• Bill Frisco