Edward Kozlowski

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 07/2021
  Lighthouse Wealth Management
  New Market, MD
• 06/2014 → 07/2021
  First Allied Securities, Inc.
  San Diego, CA
• 05/2021 → 06/2025
  Lpl Financial Llc
  Austin, TX
• 07/2021 → Present
  Wealth Enhancement Group
  Canyon Lake, TX
• 07/2021 → Present
  Wealth Enhancement Advisory Services, Llc
  Canyon Lake, TX
• 07/2021 → Present
  Wealth Enhancement Brokerage Services
  Canyon Lake, TX

Previous Registrations

• 2006-12-05 → 2021-07-23
  Lighthouse Wealth Management
  New Market, MD
• 2006-10-19 → 2012-10-09
  Sii Investments, Inc.
  New Market, MD

Other Businesses

7/1/2021 - NAPLES NORTH LLC - Investment Related - New Market MD 21774 - REAL ESTATE RENTAL - Started 7/5/2012 - 2 Hours Per Month - Time Spent 1%. 7/1/2021 - LIGHTHOUSE TAX SERVICES LLC - Investment Related - 164 W Main St. Suite F, New Market MD 21774 - Tax Prep/Accounting/CPA - Started 1/1/2010 - 40 Hours Per Month/2 Hours During Securities Trading - Time Spent 20% - Tax planning & preparation for wealth management clients. 7/13/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - FINANCIAL ADVISOR - Started 7/1/2021 - 135 Hours Per Month/6 Hours During Securities Trading - Time Spent 78% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 135 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisernfo.sec.gov/IAPD.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-30

Other Names

• Ed S. Kozlowski
• Edward S Kozlowski
• Edward Stanley Kozlowski