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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-11-19 |
| TX | RA | APPROVED | 2020-11-19 |
Branch Locations
10100 Innovation Dr Ste 350, Miamisburg, OH 45342 • United States
Dayton, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Miamisburg | OH | 02/2013 | 11/2020 |
| Ameriprise Financial Services, Llc | Miamisburg | OH | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-20 |
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