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Lawrence John Pavelec

Nicholas Co Inc

Milwaukee, WI

CRD 1031512

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Employer firm

Nicholas Co Inc CRD 108347

$6.08B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Nicholas Co Inc

411 E. Wisconsin Ave. Ste 2100, Milwaukee, WI 53202-4467 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-01-27
  • WI RA
    APPROVED
    Since 2017-01-27

Branch Locations

411 E. Wisconsin Ave. Ste 2100, Milwaukee, WI 53202-4467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicholas Company, Inc. Milwaukee WI 04/2003 Present
  • 04/2003 → Present
    Nicholas Company, Inc.
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-28
S63 Uniform Securities Agent State Law Examination 1994-03-28
  • S65 Uniform Investment Adviser Law Examination
    1995-12-28
  • S63 Uniform Securities Agent State Law Examination
    1994-03-28
Designations
  • Chartered Financial Analyst
Other Names
  • Larry Pavelec

View on SEC IAPD

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