Philip Alan Goldstein

Current Employers

Employment History

• 10/2004 → Present
  1St Financial Investments Inc.
  Clark'S Summit, PA
• 06/2005 → Present
  College Planning Services, Inc.
  Clark'S Summit, PA
• 05/2013 → Present
  Social Security Consultants, Inc
  Clark'S Summit, PA
• 11/2015 → Present
  Bariatric Solutions For Life
  Clark's Summit, PA
• 02/2016 → 08/2025
  Vere Asset Management, Inc.
  Clark's Summit, PA
• 02/2016 → 08/2025
  Vere Global Private Asset Management
  Colliersville, TN
• 11/2014 → 06/2018
  The Revolution Fmo
  Henderson, NV
• 04/2016 → Present
  1St Financial Investment, Inc
  Clark'S Summit, PA
• 01/2017 → Present
  Ne Pa Financial Group, G.P.
  Clark's Summit, PA
• 02/2018 → Present
  1St Financial Tax Services, Llc
  Clark's Summit, PA
• 03/2018 → Present
  1St Financial Safeguard, Co.
  Clark's Summit, PA
• 08/2018 → 06/2019
  Financial Education Partnership
  Washington, DC
• 06/2018 → 12/2020
  Eca Marketing, Inc.
  Eden Prairie, MN
• 07/2019 → Present
  Society For Financial Awareness
  San Diego, CA
• 01/2021 → Present
  Simplicity Group Insurance
  Scottsdale, AZ
• 08/2021 → Present
  Lifetime Income 4 You, Inc.
  Clark's Summit, PA

Previous Registrations

• 2016-04-14 → 2025-08-11
  Vere Global Wealth Management
  South Abington Township, PA
  Collierville, TN
  Clark's Summit, PA
• 2011-06-03 → 2014-02-14
  Kalos Management
  Clarks Summit, PA
  Ponte Vedra Beach, FL
• 2011-03-07 → 2011-07-07
  Wfg Advisors, Lp
  Clarks Summit, PA
  Dallas, TX
• 2004-10-08 → 2011-03-08
  Berthel, Fisher & Company Financial Services, Inc.
  Clarks Summit, PA
  Clark'S Summit, PA

Other Businesses

1ST FINANCIAL INVESTMENT, INC. PRESIDENT. COMPANY IS A REGISTERED INVESTMENT ADVISOR. NUMBER OF HOURS CAN VERY AND ARE MOSTLY DURING TRADING HOURS. I AM ALSO AN INDIRECT PASSIVE OWNER THROUGH THE HOLDING COMPANY. 1ST FINANCIAL INVESTMENTS, INC. PRESIDENT. IN SOME STATES THIS ENTITY IS ALSO KNOWN AS PENNSYLVANIA 1ST FINANCIAL INVESTMENTS, INC. NUMBER OF HOURS CAN VARY AND CAN BE DURING BOTH TRADING AND NON-TRADING HOURS. I AM ALSO AN INDIRECT PASSIVE OWNER THROUGH THE HOLDING COMPANY SOCIAL SECURITY CONSULTANTS, INC. CONSULTANT ON SOCIAL SECURITY. THIS IS A SEPARATE FICTITIOUS D/B/A NAME UNDER 1ST FINANCIAL INVESTMENTS, INC. FOR CONSULTING AND MARKETING ON SOCIAL SECURITY. NUMBER OF HOURS VARIOUS AND CAN BE BOTH DURING TRADING HOURS AND NON TRADING HOURS College Planning Services. Consulting on College Planning and assisting on FASFA form. Number of Hours varies and can be during both trading and non trading hours. This is a separate Fictitious d/b/a Name under 1st Financial Investments, Inc. and used for marketing purposes. Bariatric Solutions for Life This is a fictitious d/b/a name under 1st Financial Investments, Inc. Consulting and Marketing tool to offer and sell Life Insurance to those who have had some sort of Bariatric & Weight Loss surgery. Number of hours vary during both trading and non-trading hours. Simplicity Group & Advisor's Choice Insurance Brokerage Services, LLC Independent Insurance Advisor. Affiliated with both companies as they are the Managing General Agent / FMO / IMO for Fixed Annuity & Insurance Business. Number of hours vary during both trading and non-trading hours. Lifetime Income 4 You, Inc. This is a fictitious d/b/a under 1st Financial Investments, Inc merely used for marketing purposes. Number of hours varies and can be both during trading and non-trading hours. NEPA Financial Group, G.P. This is the holding company for my various business entities. Various trust accounts are the owners and partners. I am an indirect Passive owner as beneficiary of one of the trusts. 1st Financial Tax Services, LLC. This entity is a tax preparation company. I am not involved in the normal day to day operations nor do I do any of the tax prep. I am an indirect passive owner through the Holding company and am also the Vice-President. 1st Financial Safeguard, Co. This entity is an Insurance General Agency for Fixed Insurance & Annuities. I am the president and an indirect owner through the holding company. Activity can take place during trading hours and number of hours vary. Society for Financial Awareness (SOFA) I am affiliated as a consultant and educator. I receive no direct compensation from this company. Number of hours vary during both trading and non-trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-19
• S63 Uniform Securities Agent State Law Examination
  1982-02-23

Other Names

• Phil Goldstein
• Philip A Goldstein