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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-19 |
| CA | RA | APPROVED | 2011-01-13 |
Branch Locations
1420 Rocky Ridge Drive, Roseville, CA 95661 • United States
1891 Robinson Street, Oroville, CA 95965 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolual & Co Inc | Oroville | CA | 01/2011 | Present |
1. Numismatist; P.O. Box 528, Oroville, CA 95965; Coin sales; Owner; Research, collect inventory & sales; 10/01/2009; 10 Hours per Week; Not during securities trading hours; Not Investment-Related 2. First Christian Church Corning; Preacher; 1421 Marin Street Corning CA 96021; Church; Preach sermons twice monthly; Sunday worship service; 10/1/2012; 3 Hours per Week; Not during securities trading hours; Not Investment-Related. 3. Oroville Chamber of Commerce; 1789 Montgomery St Oroville CA 95965; Promote business in Oroville area; appointee to Settlement Benefits Fund Committee; reviews data and requests for funds awarded the area from the Lake re-licensing agreement; affiliation started 01/01/2006; 4 hours per month; not during securities trading hours; not investment-related. 4.ORAC, Oroville Recreation Advisory Committee; appointed by Oroville Chamber of Commerce; Oroville 95965; Oroville CA 95965; The committee is responsible for oversight of Recreation in the Lake Oroville FERC 2100 Project; Chairperson; Arrange agenda, run meetings (quarterly) work with the committee on the recreation plans and recommendations the committee has to DWR, the Dept. of Water Res. and FERC; affiliation started 02/01/2011; 4.00 Hour(s) Per Quarter; during security trading hours; Not investment-related. 5. Oroville Sunrise Rotary Club; PO Box 5676, Oroville, CA 95966; International Service Club; Membership Chair; Help retain and recruit members; 06/30/2021; 2 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 6. Oroville Exchange Club; P.O. Box 1046, Oroville, CA 95965; Community Volunteer work; Board Member; 05/31/1982; 2 Hours per Week; During securities trading hours; Not Investment-Related. 7. Timeshare rental of owned Timeshares; 830 Rush Chico CA 95926; Rental of Timeshare weeks if cannot use on the year of use. The rental will cover the maintenance fees; recover Maintenance fees; listing on Redweek; 01/01/2025; 1hr/year; Not During Securities Trading Hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-07-08 |
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