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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2002-05-22 |
Branch Locations
8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States
Carmel, IN • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Indianapolis | IN | 07/1982 | Present |
| Donald J. Uhrin, Llc | Indianapolis | IN | 01/2003 | Present |
| Massmutual Life Insurance Company | Indianapolis | IN | 06/1980 | Present |
Name: Delaware Trace Delaware Commons Homeowners Association, Inc. Inv rel: N Addr: At residential address Nature: Volunteer board service Position: Vice President Start: 09/14/2022 No hrs/mo: 2 No hrs/mo dur trading: 0 Duties: Attend a monthly board meeting where we review and supervise our hired community representative to monitor their progress on maintaining our homeowner neighborhood.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-22 |
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