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Michael Erik Mc Murray

Oppenheimer & Co. Inc.

Hauppauge, NY

Westhampton, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
  • NY RA
    APPROVED
    Since 2021-04-07

Branch Locations

888 Veterans Memorial Hwy Suite 400, Hauppauge, NY 11788 • United States

11A Sunset Avenue, Westhampton, NY 11978 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Melville NY 10/2008 11/2016
Janney Montgomery Scott Llc Melville NY 11/2016 12/2019
Oppenheimer & Co Inc. Hauppauge NY 12/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-07
S63 Uniform Securities Agent State Law Examination 1985-02-28
  • S65 Uniform Investment Adviser Law Examination
    2021-05-07
  • S63 Uniform Securities Agent State Law Examination
    1985-02-28
Other Names
  • Michael Erik Mcmurray

View on SEC IAPD

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Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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