Duane Ariel Smith

Employer firm

Momentum Independent Network Inc. CRD 17587

$1.61B regulatory AUM 15 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 01/2023
  Stifel Nicolaus & Co Inc
  Greenwood Village, CO
• 03/2014 → 01/2023
  Neidiger, Tucker, Bruner, Inc.
  Englewood, CO
• 01/2023 → Present
  Momentum Independent Network
  Dallas, TX

Previous Registrations

• 2014-03-24 → 2022-12-31
  Ntb Financial Corporation
  Highlands Ranch, CO
  Highlands Ranch, CO
  Englewood, CO
• 2008-08-29 → 2014-03-24
  Stifel, Nicolaus & Company, Incorporated
  Greenwood Village, CO
• 1999-01-01 → 2008-09-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Englewood, CO
  Greenwood Village, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-29
• S63 Uniform Securities Agent State Law Examination
  1995-05-24

Other Names

• Duane Ariel Smith
• Duane Smith