Thomas Lowell

Current Employers

Employment History

• 08/2010 → 08/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
• 10/2010 → 08/2018
  Bank Of America,Na
  White Plains, NY
• 08/2018 → Present
  Jpmorgan Chase Bank, N.A.
  Palm Beach Gardens, FL
• 08/2018 → Present
  Jpmorgan Securities, Llc.
  Palm Beach Gardens, FL

Previous Registrations

• 2010-08-13 → 2018-08-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
  Palm Beach Gardens, FL
  White Plains, NY
• 2007-11-19 → 2010-08-20
  Ubs Financial Services Inc.
  Mt. Kisco, NY
  Mount Kisco, NY
  Purchase, NY

Other Businesses

Entity Name: Friends of Green Chimneys School Investment related: No Address: 400 Brewster, NY Nature of the other business: It is a school based on a farm, where 'animal therapy' is used for the children. Position/Title/Relationship: Other Start Date: 17-Jul-2018 Approximate # of hours a month: Minimal until a few weeks before the outing - then a few conference calls & several hours (not during work days) in preparation for the event Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Co-Chair of an annual golf outing Effective 8/27/2019 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2010-11-06
• S65 Uniform Investment Adviser Law Examination
  1993-11-11
• S63 Uniform Securities Agent State Law Examination
  1983-06-01

Other Names

• Thomas Frank Lowelll
• Thomas Frank Lowell