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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-03
NJ RA APPROVED 2002-09-17
  • TX RA
    APPROVED_RES
    Since 2024-10-03
  • NJ RA
    APPROVED
    Since 2002-09-17

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 03/1990 Present
Bank Of America,Na Paramus NJ 12/2009 Present
Other Businesses

I*89835 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JEWISH COMMUNAL FUND INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10022 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OTHER, DONATE FUNDS FOR DISTRIBUTION TO CHARITIES START DATE OF RELATIONSHIP: 12/28/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CHARITABLE FUND I DONATED TO AND DURING THE COURSE OF THE YEAR I CAN DESIGNATE VARIOUS CHARITIES TO THEM TO CONTRIBUTE TO . DONOR ADVISED FUND

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-09-16
  • S63 Uniform Securities Agent State Law Examination
    1982-09-16
Other Names
  • Abe Fishweicher

View on SEC IAPD

Other Firms

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