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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-05-28 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nichegen Stem Cell Research | Payson | AZ | 08/2011 | 05/2019 |
| Massmutual | Springfield | MA | 05/2026 | Present |
| Mml Investors Services, Llc | Las Cruces | NM | 05/2026 | Present |
| Unemployed | Tucson | AZ | 10/2020 | 08/2021 |
| Unemployed | Tucson | AZ | 11/2025 | 05/2026 |
| Fbl Marketing Services | West Des Moines | IA | 04/2016 | 07/2018 |
| Paul Lucdacka | Omaha | NE | 05/2019 | 10/2020 |
| Northwestern Mutual Investment Services Llc | Omaha | NE | 06/2019 | 10/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2021 | 11/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2021 | 11/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 11/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-12 |
| S65 | Uniform Investment Adviser Law Examination | 1993-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-07 |
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